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NHTSA safety investigation

NHTSA Investigation PE04046

Preliminary Evaluation · Caterpillar, Inc. · ENGINE AND ENGINE COOLING:ENGINE:DIESEL

ClosedPreliminary Evaluation

An investigation is not a finding that a defect exists.

NHTSA opens an investigation to examine whether a safety defect may exist. An open investigation is not a determination that a defect exists, and many investigations close without a recall. Investigations can, however, lead to one.

Model years namedModel years in our database that NHTSA associated with this inquiry. Being named in an investigation says nothing about whether an individual vehicle has any problem.
1
1 model
Opened
Jun 4, 2004
Preliminary Evaluation
Closed
Oct 29, 2004
No associated recall recorded

What NHTSA is examining

The agency's own description of the inquiry, quoted as published

CRANKSHAFT FAILURES

THE PE WAS OPENED BASED ON REPORTS OF FAILING CRANKSHAFTS ON HEAVY TRUCK ENGINESS AND A RELATED SERVICE LETTER (PS50663) ISSUED BY CATERPILLAR.THE SERVICE LETTER MAKES AVAILABLE A PHASED-IN EXTENDED WARRANTY FOR A REPLACEMENT CRANKSHAFT, BASED ON MILEAGE.ODI IS CONCERNED THAT A FAILED CRANKSHAFT MAYRESULT IN A DISABLED (STALLED) 80,000 POUND VEHICLE.ODI ALSO HAS CONCERNS ABOUT VEHICLE CONTROL, GIVEN THAT THE POWER STEERING PUMP MAY BE DISABLED, IN THE EVENT OF AN ENGINE SHUT DOWN.DURING THE PE IT WAS DISCOVERED THAT AT LEAST SOME OF THE ENGINES MAY CONTINUE TO OPERATE, BUT WITH DRAMATICALLY REDUCED POWER AND POSSIBLE ADVERSE AFFECTS ON VEHICLE (STEERING) CONTROL.ODI IS CONCERNED THAT THE ENGINE'S HIGH FAILURE RATE WILL CONTINUE TO INCREASE WITH TIME IN SERVICE.ODI IS AWARE THAT MANY OF THE ENGINES ARE REACHING THE POINT OF BEING OVERHAULED, HOWEVER, IT IS UNKNOWN WHAT AFFECT THIS WILL HAVE ON IDENTIFYING POTENTIAL FUTURE CRANKSHAFT FAILURES.CATERPILLAR HAS DETERMINED THE ROOT CAUSE OF THE CRANKSHAFT FAILURES TO BE GRINDER BURN,WHICHRESULTS IN A CRACK AT THE # 1 OR # 6 CONNECTING ROD FILLET. THIS CRACK IS NOT VISIBLE DURING A VISUAL INSPECTION OF THE CRANKSHAFT.IN SUMMARY, A HEAVY VEHICLE WITH LIMITED OR NO MOBILITY AND POSSIBLY COMPROMISED STEERING CONTROL IS OF CONCERN TO ODI AND MORE SO IF HAZERDOUS MATERIALS ARE BEING TRANSPORTED.THEREFORE, ODI HAS UPGRADED THIS INVESTIGATION TO GAIN A FULL UNDERSTANDING OF THE SAFETY IMPACT ON VEHICLE OPERATION. ODI WILL BE CONTACTING FLEETS AND VEHICLE MANUFACTURERS DURING THE ENGINEERING ANALYSIS.

An investigation is a separate record from a recall and from a manufacturer communication. A manufacturer campaign to repair a safety defect or a failure to meet a federal safety standard.

Investigation details

Identifiers, dates and outcome as recorded by NHTSA

Action number
PE04046
Investigation type
Preliminary Evaluation (PE)
Status
Closed
Manufacturer
Caterpillar, Inc.
Component
ENGINE AND ENGINE COOLING:ENGINE:DIESEL
Opened
Jun 4, 2004
Closed
Oct 29, 2004
Associated recall campaign
None recorded

Vehicles named in this investigation

1 model year across 1 model

Being named here means NHTSA included the vehicle in the scope of its inquiry. It is not a statement that these vehicles have a defect.